Electronic Compliance Object · Brazil
What an agent must know before it acts on a security listed in Brazil: who regulates, where the filings are stored, what is due when, and which state the issuer is in.
| Field | Value | Source |
|---|---|---|
| Regulator | Comissao de Valores Mobiliarios (CVM) - created 1976 by Lei 6.385/76 'com o objetivo de fiscalizar, normatizar, disciplinar e desenvolver o mercado de valores mobiliarios no Brasil'; special-regime autarchy linked to the Ministry of Finance www.gov.br/cvm/pt-br | www.gov.br/cvm/pt-br/acesso-a-informacao-cvm/institucional/sobre-a-cvm |
| Exchange(s) and listings page | B3 S.A. - Brasil, Bolsa, Balcao (formed March 2017 by merger of B3&FBOVESPA and CETIP). Listing segments: Bovespa Mais, Bovespa Mais Nivel 2, Novo Mercado, Nivel 2, Nivel 1, Basic — www.b3.com.br/en_us/products-and-services/solutions-for-issuers/listing-segments/about-listing-segments | www.b3.com.br/en_us www.b3.com.br/en_us/products-and-services/solutions-for-issuers/listing-segments/about-listing-segments |
| Regulated-information store | CVM systems: 'Companhias' (financial statements, registration data, documents, material facts, reference forms) on sistemas.cvm.gov.br; CVM open data portal (CKAN) with CIA_ABERTA datasets IPE, ITR, DFP sistemas.cvm.gov.br | sistemas.cvm.gov.br/central-index.asp dados.cvm.gov.br |
| Periodic disclosure obligations and deadlines | DFP (standardized annual financial statements form) - Resolucao CVM 80 — deadline: pelo emissor nacional em ate 3 (tres) meses contados do encerramento do exercicio social ou na mesma data de envio das demonstracoes financeiras, o que ocorrer primeiro (foreign issuers: up to 4 months) ITR (quarterly information form) - Resolucao CVM 80 — deadline: entregue pelo emissor no prazo de 45 (quarenta e cinco) dias contados da data de encerramento de cada trimestre (text of the consolidated version fetched; a later change to 60 days for ITR/ISEM was mentioned only in a search snippet and not verified) Formulario de Referencia (reference form) — deadline: O emissor deve entregar o formulario de referencia atualizado anualmente, em ate 5 (cinco) meses contados da data de encerramento do exercicio social | conteudo.cvm.gov.br/export/sites/cvm/legislacao/resolucoes/anexos/001/resol080consolid.pdf (Resolucao CVM 80 consolidated, arts. 25, 27-29 and ITR/DFP provisions) |
| Ad hoc / inside-information regime | Resolucao CVM 44 art. 3: the Investor Relations Director must send any ato ou fato relevante to CVM (and the markets where securities trade) via the CVM electronic system and 'zelar por sua ampla e imediata disseminacao, simultaneamente em todos os mercados'; art. 6: disclosure may exceptionally be withheld to protect a legitimate company interest, but must be made immediately if the information escapes control or there is an atypical price/quantity oscillation | conteudo.cvm.gov.br/export/sites/cvm/legislacao/resolucoes/anexos/001/resol044.pdf |
| Filing format | Electronic forms sent through the CVM electronic system (formulario cadastral, formulario de referencia, DFP, ITR as 'documento eletronico'); other documents must be 'em formato pesquisavel ou digitalizados com tecnologia que permita o reconhecimento de caracteres de texto'. No XBRL/iXBRL requirement found in the text read | conteudo.cvm.gov.br/export/sites/cvm/legislacao/resolucoes/anexos/001/resol080consolid.pdf |
| ISIN prefix | BR - B3: 'B3 is the only institution authorized to assign ISINs for securities in Brazil' and is associated with ANNA (page does not use the phrase 'national numbering agency') www.b3.com.br/en_us/market-data-and-indices/data-services/market-data/reports/equities/isin-code/about-isin-code | www.b3.com.br/en_us/market-data-and-indices/data-services/market-data/reports/equities/isin-code/about-isin-code |
| LEI | LEI = 20-character ISO 17442 code issued by GLEIF-accredited LEI Issuers (LOUs); searchable in the Global LEI Index. No Brazil-specific LEI issuer or issuer obligation read on an official page www.gleif.org/en/about-lei/introducing-the-legal-entity-identifier-lei | www.gleif.org/en/about-lei/introducing-the-legal-entity-identifier-lei |
| Market calendar | B3 2026 no-trading days: 1 Jan, 16-17 Feb (Carnival), 3 Apr, 21 Apr, 1 May, 4 Jun, 7 Sep, 12 Oct, 2 Nov, 20 Nov, 24 Dec, 25 Dec, 31 Dec; 18 Feb special schedule from 13h; 9 Jul normal www.b3.com.br/pt_br/noticias/calendario-de-negociacao-da-b3-confira-o-funcionamento-da-bolsa-em-2026.htm | www.b3.com.br/pt_br/noticias/calendario-de-negociacao-da-b3-confira-o-funcionamento-da-bolsa-em-2026.htm |
| Filing language(s) | Portuguese: for foreign issuers Resolucao CVM 80 art. 29 requires financial statements 'elaboradas em portugues, em moeda corrente nacional' (text read through that phrase); domestic issuers file under Lei 6.404/1976 and CVM rules | conteudo.cvm.gov.br/export/sites/cvm/legislacao/resolucoes/anexos/001/resol080consolid.pdf |
| Trading halts page | not found | pages checked: sistemasweb.b3.com.br/PlantaoNoticias/Noticias/Detail?idNoticia=3032219&agencia=18&dataNoticia=2025-08-08+12:00:24 (B3 Plantao de Noticias news search form; no suspension notice in content) · www.b3.com.br/en_us/ (no halts page) · search results referred to B3 Regulamento de Emissores art. 43 (publishes suspension decisions on its website) but that PDF was not fetched |
| Store lookup | CVM 'Informacoes sobre Companhias' search form (Consulta de companhias abertas); CVM system index for Companhias cvmweb.cvm.gov.br/SWB/Sistemas/SCW/CPublica/CiaAb/FormBuscaCiaAb.aspx?TipoConsult=c | sistemas.cvm.gov.br/central-index.asp |
| Node status and door | NODE LIVE · as_of 2026-10-23 · 661 issuers · door https://mcp.br-cm-kg.ai/mcp mcp.br-cm-kg.ai/mcp | mcp.capitalmarketsknowledgegraph.ai/mcp (list_nodes, at render) |
| Signal | State | When |
|---|---|---|
| ACM-200 | TRADING | The ISIN is on this market's register (the node's current roster for the exchange list). |
| ACM-403 | HALTED | Trading in the line is suspended or halted by the exchange or regulator. The node's record carries the halt flag, read nightly from the market's halts page named in the fields. |
| ACM-404 | NOT ON THE REGISTER | The ISIN is not on this market's register (not listed here, delisted, or never admitted). |
| ACM-451 | READ THE FILING | A regulatory filing for the issuer is dated in the last three days: read it before acting. The answer names it. |